Regulatory disclosures and information that may be of interest to our clients or potential clients.
Anti-bribery and Corruption Statement
Sarasin UK Group commitment to The Bribery Act 2010.
Anti-Financial Crime Policy Statement
The Sarasin UK Group’s commitment to fighting financial crime.
Making a Complaint – A Guide for Clients provides more information if you are dissatisfied with our service.
Conflicts of Interest Policy
Outlines the conflicts of interest that impact the Sarasin UK Group, and how we manage them.
Discretionary Investment Management Services Terms of Business
This document lays out our terms of business related to discretionary investment management services.
Sets out how we transact deals on our clients' portfolios to achieve the best possible result.
GDPR and special category data
This document explains what special category data is under the EU General Data Protection Regulation, and why we may need it.
This document provides further information about the indices we use for benchmarking.
Individual Savings Account Terms of Business
This document outlines the terms that govern our provision of an ISA account to our clients.
Making a complaint: A guide for clients (Ireland only)
Guidance on how Irish clients can make official complaints with the Financial Conduct Authority
Modern slavery act transparency statement
This document outlines the steps we have taken to combat slavery and human trafficking.
Online Reporting Terms
This document outlines the terms that govern the use of our online reporting services.
Pillar 3 Disclosures
This document provides regulatory disclosures on risks impacting the business, risk management and capital.
Portfolio Risk Warnings
This document summarises the general nature of some of the risks associated with specific types of investments that we may deal in, and transactions that we may carry out, on behalf of discretionary client portfolios.
Remuneration Policy Disclosure
This document provides a summary of Sarasin's remuneration policies.
Sarasin Investment Funds Remuneration Policy
This document provides a summary of Sarasin Investment Funds' remuneration policies.
Sarasin Irish Funds Excess Reportable Income
These documents may be useful for UK taxpaying clients who are, or were invested in our Irish funds.
Download Sarasin Unit Trusts ERI Report - 2021
Download Sarasin IE Systematic Funds ICAV ERI Report - 2020
Download Sarasin Unit Trusts ERI Report - 2020
Download Sarasin Unit Trusts ERI Report - 2019
Download Sarasin Systematic Funds ICAV ERI Report - 2019
Download Sarasin IE Funds ERI Report - 2019
Download Sarasin Unit Trusts ERI Report - 2018
Download Sarasin Systematic Funds ICAV ERI Report - 2018
Download Sarasin IE Funds ERI Report - 2018
UK Stewardship Code Report
This document explains how we comply with the 2021 Stewardship Code on behalf of our clients for all our holdings globally, to meet both FRC and FCA/SRD II requirements.
This document explains Sarasin & Partners' tax arrangements.
Please note that in accordance with regulatory requirements and industry practice it is Sarasin & Partners' policy to record all telephone calls.